AMFI-registered Mutual Fund Distributor, ARN - 33947
vijay.s.kalra@gmail.com
+91 9980155906
AMFI-registered Mutual Fund Distributor, ARN - 33947
Welcome to New Horizon Capital (“we”, “us”, “our” or “the Company”).
We respect your privacy and are committed to protecting the personal and financial information that you provide to us while using our website, services, forms, applications, digital platforms and other communication channels.
As a financial-services and mutual fund distribution business, we may collect and process information required to provide services, complete transactions, comply with Know Your Customer (“KYC”) and other regulatory requirements, maintain records, communicate with investors and meet our legal and regulatory obligations.
This Privacy Policy explains how we collect, use, store, protect and disclose information relating to our customers, investors, prospective customers and website users.
By using our website or providing information to us, you acknowledge that you have read and understood this Privacy Policy.
Depending on the services you request, we may collect information including:
Where necessary for providing or facilitating our services, we may collect information relating to:
The AMFI Code of Conduct specifically recognizes the need for MFDs to obtain information concerning a client’s financial status, investment experience and investment objectives when assessing the suitability of a mutual fund scheme being marketed.
When you use our website or digital services, certain technical information may be collected, such as:
We may use the information collected from you for legitimate business, service and regulatory purposes, including:
The AMFI Code requires MFDs to maintain appropriate records relating to clients, including KYC records and relevant correspondence concerning scheme or transaction suitability and investor consent/dissent.
We treat information relating to our investors and clients as confidential.
We will take reasonable measures to protect personal and financial information against unauthorized access, disclosure, alteration, misuse or loss.
The AMFI Code requires MFDs and their representatives to maintain confidentiality of information relating to investors and restrict disclosure except where permitted or required under applicable law, regulatory requirements or appropriate authorization.
We may disclose or share information where necessary for legitimate service, operational, contractual, legal or regulatory purposes.
This may include sharing information with:
We will not disclose information to third parties for purposes unrelated to the purpose for which it was collected unless we have appropriate authorization or disclosure is required or permitted under applicable law.
The AMFI Code specifically states that investor information should not be disclosed to third parties except pursuant to required filings/disclosures, applicable law, or an order of a court or regulatory body, and also addresses restrictions on sharing data with group companies for cross-marketing.
Financial services may require us to collect, verify and maintain personal information and supporting documents in accordance with applicable KYC, AML, regulatory and other legal requirements.
You are responsible for providing accurate, complete and current information.
We may request additional information or documents where required to verify your identity, process an application or comply with applicable regulatory requirements.
The AMFI Code requires MFDs to exercise diligence in attesting/certifying investor documents and carrying out In-Person Verification where applicable under AMFI/KRA requirements.
You agree that information submitted to us should be accurate, complete and genuine.
You should promptly notify us if any information previously provided by you changes.
We may rely on the information and documents supplied by you for processing applications and providing services, subject to applicable verification requirements.
The AMFI Code requires application information, including contact details, to be filled with the investor’s own accurate and complete information and prohibits tampering with investor application forms.
We maintain reasonable administrative, technical and organizational measures designed to protect information against unauthorized access, misuse, alteration, disclosure, loss or destruction.
We may use appropriate digital infrastructure and cybersecurity measures to protect electronic data during collection, transmission and storage.
The AMFI Code specifically encourages adequate IT infrastructure and cybersecurity measures to maintain confidentiality of electronic data and mitigate risks associated with digital mutual fund transactions.
However, no electronic transmission, website or storage system can be guaranteed to be completely secure. Accordingly, we cannot guarantee absolute security of information transmitted electronically.
We may retain personal and transaction information for as long as reasonably necessary to:
Where information is no longer required for the purpose for which it was collected or stored, it may be securely deleted, destroyed, anonymized or otherwise disposed of, subject to applicable legal and regulatory retention requirements.
The AMFI Code states that data should be used only for the purpose for which it was obtained and purged when it is no longer required for rendering the relevant services, or otherwise securely stored.
Our website may use cookies or similar technologies to improve website functionality, security, performance and user experience.
Cookies may help us understand how visitors use our website and enable certain website features.
You may be able to control or disable cookies through your browser settings. Disabling certain cookies may affect the functionality of portions of the website.
Our website may contain links to websites or digital platforms operated by third parties, including AMCs, regulatory bodies, service providers or other organizations.
We are not responsible for the privacy practices, content, security or policies of third-party websites.
You should review the privacy policies of third-party websites before submitting information to them.
We may contact you through telephone, SMS, email, postal communication or digital channels regarding:
We will seek to ensure that communications relating to mutual fund products are made in accordance with applicable regulatory requirements and the information provided by the relevant AMC.
Information displayed or communicated through our website concerning mutual fund schemes may include information supplied by AMCs or other authorized sources.
Investments in mutual funds are subject to market risks. Returns are not guaranteed or assured, and the principal amount may be exposed to risk of loss.
We do not provide any assurance or guarantee of returns for any particular mutual fund scheme or transaction.
The AMFI Code expressly requires MFDs to highlight scheme risks, avoid misrepresentation or exaggerated statements, and refrain from indicating or assuring returns for particular schemes or transactions.
Investors should read the applicable Scheme Information Document (“SID”), Statement of Additional Information (“SAI”), Key Information Memorandum (“KIM”) and other relevant scheme documents carefully before making an investment decision.
If you believe that information held by us is inaccurate, incomplete or outdated, please contact us using the details provided below.
Subject to applicable laws and regulatory requirements, we will take reasonable steps to update or correct information where appropriate.
Our services are intended for individuals who are legally capable of entering into applicable financial transactions.
We do not knowingly seek personal information from children through our website for purposes that are not permitted under applicable law.
If you have a question, concern, complaint or request relating to the handling of your personal information, please contact:
New Horizon Capital
Email: vijay.s.kalra@gmail.com
Phone: 080-22255559, +91 9980155906
Address: No 4211, 2nd Floor, High Point IV, 45, Palace Road, Bangalore – 560001
We will make reasonable efforts to review and address your concern in accordance with our internal processes and applicable regulatory requirements.
The AMFI Code requires MFDs to endeavor to resolve investor grievances arising from marketing, sale and distribution activities and provide assistance to AMCs in grievance redressal.
We may update this Privacy Policy from time to time to reflect changes in our services, processes, applicable laws, regulations or regulatory requirements.
The updated version will be published on this page with the revised “Last Updated” date.
You are encouraged to review this Privacy Policy periodically.
For questions regarding this Privacy Policy, please contact:
New Horizon Capital
Email: vijay.s.kalra@gmail.com
Phone: 080-22255559, +91 9980155906
Address: No 4211, 2nd Floor, High Point IV, 45, Palace Road, Bangalore – 560001
